SEC FORM
4/A
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
3100 EAST HENNEPIN AVENUE |
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC
[ HWKN ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
VP, Industrial Group
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 12/08/2011
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) 03/30/2011
|
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
03/28/2011 |
|
F |
|
1,203 |
D |
$40.47
|
5,797
|
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
|
/s/Joshua L. Colburn, Attorney-in-Fact |
12/08/2011 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
I, John R. Sevenich, hereby authorize and designate each of
Richard G. Erstad, Steven C. Kennedy, W. Morgan Burns, Erik J. Romslo and
Joshua L. Colburn, signing singly, as my true and lawful attorney-in-fact
to:
(1) execute for and on my behalf, in my capacity as an officer
and/or director of Hawkins, Inc. (the "Company"), Forms ID, 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), and the rules and regulations promulgated
thereunder;
(2) do and perform any and all acts for and on my behalf which
maybe necessary or desirable to complete and execute any such Form ID, 3, 4
or5 and timely file such form with the Securities and Exchange Commission,
any stock exchange or similar authority, and the National Association of
Securities Dealers; and
(3) take any other action of any type whatsoever in connection
withthe foregoing which, in the opinion of such attorney-in-fact, may be to
my benefit, in my best interest, or legally required of me, it being
understood that the statements executed by such attorney-in-fact on my
behalf pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.
I hereby further grant to each such attorney-in-fact full
powerand authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as I
might or could do if personally present, with full power of substitutes or
revocation, hereby ratifying and confirming all that such attorney-in-fact,
or such attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights and
powers herein granted. I hereby acknowledge that the foregoing attorneys-
in-fact, in serving in such capacity at my request, are not assuming, nor is
the Company assuming, any of my responsibilities to comply with Section 16
of the Exchange Act.
This Power of Attorney shall remain in full force and effect
until I am no longer required to file Forms ID, 3, 4 and 5 with respect to
my holdings of and transactions in securities issued by the Company, unless
earlier revoked by me in a signed writing delivered to the foregoing
attorneys-in-fact. Notwithstanding the foregoing, if any such attorney-in-
fact hereafter ceases to be either an employee of the Company, or a partner
or employee of Faegre & Benson LLP, this Power of Attorney shall be
automatically revoked solely as to such individual, immediately upon such
cessation, without any further action on my part.
I hereby revoke all previous Powers of Attorney that have
been granted by me in connection with my reporting obligations under Section
16 of the Exchange Act with respect to my holdings of and transactions in
securities issued by the Company.
IN WITNESS WHEREOF, I have caused this Power of Attorney to
be duly executed as of this 11th day of June, 2010.
/s/ John R. Sevenich